WEBVTT
Kind: captions
Language: en

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Hello

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students, welcome to lecture 12 of the online
course on Nanophotonics, Plasmonics and

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Metamaterials. In this lecture we will be covering
dispersion relation and photonic band structure.

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So, here is the lecture outline. So, we
will introduce the eigenvalue problem

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on dispersion relation and bloch
modes. And we will discuss the matrix

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optics approach for solving you know eigenvalue
problem and obtaining the bloch modes. We

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will also see how to obtain the dispersion
relation calculating photonic band structure

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and obtaining phase and group velocities.
So, eigenvalue problem and dispersion relation.

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If you remember from the previous lecture that
till now we have established the mathematical

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form of the bloch modes as imposed by the
translational symmetry of the periodic medium.

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So, we were considering periodic medium where
the refractive index periodically alters

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and these are the bloch modes, ok. And
this is the typical 1D periodic medium

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we have discussed in the previous lecture.
We have also seen that you know for this 1D

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periodic medium we are able to find dispersion
relation. Dispersion relation in brief we can

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say it is basically omega k relation and in this
particular case we were also able to see that

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certain you know frequencies were not allowed to
propagate. So, those actually gave you band gap 1,

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band gap 2 and so on. So, our objective here is
to know how do we go to this particular dispersion

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relation starting from a 1D periodic medium.
So, our objective here would be to solve the

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eigenvalue problem described by the generalized
Helmholtz equation for this 1D periodic system.

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So, for this there are two approaches one
is Fourier optics another is matrix optics.

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So, the first approach let us have a
quick look that is called Fourier optics.

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Now this approach is based on expanding the
periodic function say eta of z of the medium, ok

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or you can say n z eta is the impedance or you can
also talk in terms of refractive index, ok. And

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the periodic function p k z of the block mode. So,
you have to expand this in Fourier series, ok.

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And then you convert the Helmholtz differential
equation into a set of algebraic equation cast

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in the form of matrix eigenvalue problem and
this you have to solve numerically. So, that's

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what is known as the Fourier optics method.
The other method is called matrix optics.

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So, in this case this particular
method is applicable to layered

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which are basically piecewise homogeneous like
the previous example you have taken periodic

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alteration of refractive index a dielectric 1
2 1 2 1 2 and so on, ok. And if you have those

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kind of layered media with planar boundaries
you are able to use matrix optics method.

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Now, in this particular method instead
of solving the Helmholtz equation

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we make direct use of the laws of propagation
reflection and refraction that is more or less

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you know the transfer matrix formulation that
you have studied couple of lectures back. So,

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you can use those you know laws of propagation,
reflection, refraction at the boundaries, ok,

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which are basically the known of the Maxwell's
equation. And then you can use the matrix methods

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developed for multilayer media, right. So,
when you apply matrix optics method finally,

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you will get a 2 by 2 matrix eigenvalue problem
from which you can obtain the dispersion relation

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and the bloch modes. So, we will be mainly
covering this particular matrix optics approach

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in this lecture and this course of course.
So, let's look into matrix optics

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approach. The complex amplitude
of the forward and backward waves

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through the boundaries of multilayered medium is
facilitated by the use of matrix method something

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like this. So, here you can take an example of
multilayered media, medium 1 2 3 4 and so on. So,

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just to make you understand how complex the system
could be. So, you start with one particular wave

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that is partially getting reflected, some
part is getting refracted or transmitted.

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Now this light when it is in this particular
medium, when it hits this particular interface

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between this medium and this medium, some part
of this light is getting partially reflected,

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remaining is getting transmitted. And again
this transmitted light when it encounters

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this particular interface, some part is getting
reflected back, some is getting transmitted.

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Now what happens to this reflection? This
basically a backward propagating light or wave.

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So, here again at this interface it has
got two options, one is to transmit,

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one is to reflect and so on. So, this is how
things happen now in a multilayered medium.

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So, you start with the single wave,
but because of these boundaries you

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end up with getting you know numerous
transmitted and reflected light beams.

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Now in part b this particular figure what is
shown is that in each layer the forward moving

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waves can be named as plus, ok. And backward
ones can be denoted using this minus symbol. So,

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when you are in say medium 1 you can say that it
has got a you know all the forward moving waves

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can be summed up together that can be called as
U1 plus and all the backward propagating waves

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means all these reflections they can be summed
up together or collected together and you can

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call them as U 1 minus. Same in layer 2
you can have U 2 plus and U 2 minus.

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Here you can have this is the incident medium
and this is the final transmitted medium. So,

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we are just these are the two you know layers
that actually form this multilayered system

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in this case. Now there is a way this U 1
plus and U 1 minus are kind of correlated.

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So, the amplitudes of this forward and backward
collected waves they can be represented using a

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column matrix. So, if you actually consider
this particular layer by a matrix M.

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So, what you see here is that there is incoming
wave, there is a backward propagating wave and

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there is a forward and again backward
propagating wave. So, you can actually

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represent this interface using this matrix
M. So, this is the column matrix. So,

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let's correlate the coefficients. So, you can
have on the right side you have U 2 plus U 2 minus

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and this M matrix can have four elements A B
C D that are correlating this amplitude to the

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amplitudes on the left hand side
that is U 1 plus and U 1 minus.

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So, the matrix M whose elements are A B C D this
is called the wave transfer matrix and it depends

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between depends on the optical properties of
the layered medium between the two planes. Now,

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how do you apply this for a periodic media? So,
in a periodic media you can actually see that this

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a unit cell is basically repeated right.
So, if you have two alternating dielectric

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material say one is having high and another
is having relatively low refractive index. So,

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the periodic media will be something like high low
high low high low and so on. So, you can actually

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represent each unit cell using one matrix
and then you can repeat it like this ok.

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So, this is the wave transfer matrix
representation of a periodic medium

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right. So, you can see that you know the
periodicity is basically capital lambda. So,

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here you can say this is m lambda and this is m
plus 1 lambda. What will be this one? This is m

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minus 1 lambda like from here to here it is the
period ok. That is given by capital lambda.

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So, between one period to the other
there is a matrix that is correlating

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the parameters of U m plus U m minus to U m
plus 1 plus and U m plus 1 minus. So, you are

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basically correlating the forward propagating
waves and the backward propagating waves. So,

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as you can see here a 1D periodic medium comprises
of this identical segments like M O ok. They are

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called unit cells. They are repeated along one
direction in this case we have considered Z is

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the direction of periodicity ok and they
are separated by period capital lambda.

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And unit cells contain repetition of lossless
dielectric layers or you can say these are

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partially reflective mirrors.Why they are called
partially reflective mirrors? If you remember

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that any interface wherever there is a difference
between the refractive indices ok there will be

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light reflection. This can also be now discussed
in terms of impedance mismatch. So, if you

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take the impedance of the two different layers
across the interface you will see that there is

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some difference in the or there is a mismatch in
the impedance and that is why you will get some

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reflection of the incident wave from that
interface. Now forming a symmetric system

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generated by a generic wave transfer matrix.
So, you can actually make a generic wave transfer

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matrix which looks like this. What are the
elements here? 1 by T conjugate R over T

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R conjugate over T conjugate and 1 over T. So,
this is how you are able to write a generic wave

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transfer matrix where R and T are basically
the reflectance and transmittance. This you

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have already seen from the Fresnel equation you
know what is reflectance and transmittance. So,

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if you want to calculate what is or you can this
these are basically amplitude transmittance.

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So, small t can be called as transmission
coefficient or you can call them as

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amplitude transmittance, small r can be called as
reflection coefficient or amplitude reflectance.

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So, correspondingly you can find out what is the
intensity transmittance and intensity reflectance.

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So, this is how you can calculate ok.T equals
modulus T square R equals modulus small r

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square. So, the electromagnetic wave traveling
through the medium they will undergo numerous

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transmissions and reflections that we have seen in
the previous slide and that will actually give you

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one particular you know forward and one particular
backward moving wave at each plane ok.

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And the transfer matrix this particular matrix
method not transfer matrix this is called matrix

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optics method this can be used to determine the
block modes. So, let's assume U M plus minus as

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the complex amplitudes. So, plus 1 correspond
to the forward and minus corresponds to the

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backward wave at any initial position z equals
m lambda. So, here this particular one. So,

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what is m? m is the number of the unit cell ok.
So, the amplitudes elsewhere within the cell can

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be determined by a straightforward application
of the appropriate wave transfer matrices as

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discussed in the previous lecture. So, we have
seen this already that you know if you know at

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one position you can add that phase and you
can get the amplitude at any other location.

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Now the dynamics of the amplitude varies from
one cell to another which is described by the

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recurrence relation.That means the amplitude U m
plus and U m minus they will vary from one cell

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to another, but in a repeated pattern. So, what
is the pattern? That is kind of like this.

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So, this is the initial amplitude and you multiply
it by this particular unit cell matrix that is M

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0 you will get the next set of amplitude
of the forward and backward moving wave.

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So, this relations are used to compute the complex
amplitude at any particular cell if the amplitude

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of the previous cell are known. Make sense?
These are the amplitude of the previous cell,

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this is the cell matrix. So, when you multiply
this you get the amplitude of the current cell.

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Now let us see how do you obtain eigenvalue
problem and block modes from this.

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So, by definition the modes of the periodic medium

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are self reproducing and why so because they
actually maintain a particular phase relation.

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So, you can say that if you take the amplitude
of the forward and backward moving waves for mth

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cell where m is 1 or 2 or 3 or so dot dot dot
anything. In that case if you multiply this by

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e to the power minus j phi that is the amount
of phase accumulated while crossing this unit

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cell you can actually get the amplitude of the
forward and backward propagating waves of the next

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unit cell ok. So, here what is important that you
know this phi is basically the phase accumulated

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over the distance of the period and the
period is nothing, but capital lambda.

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So, there is a name to this phase. So, this phase
are basically altered by a common shift phi and

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this phi is called as block phase ok. So, there is
a corresponding block wave number which is defined

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as K capital K that is given by phi over capital
lambda. So, obviously what is that then phi which

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is block phase phi turns out to be K capital
lambda ok. So, this is nothing, but block phase.

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So, finding the complex amplitudes that is
Um plus minus and the phase phi which is

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defined as K capital lambda from the following
equation which satisfy the self reproduction

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condition can be cast as an eigenvalue problem.
So, let us see how it looks like. So, if you take

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this particular problem where you know you
already seen this equation that this is the

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phase relationship between the amplitude
of the next cell and the previous cell

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and here if you put m equals 0 you get U 0 plus U
0 minus ok and what you will have here basically U

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1 plus and U 1 minus right and U 1 plus and U 1
minus you can go back and from here you can get

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that U 1 plus and U 1 minus can be written as m
0 u 0 plus and u 0 minus right. So, if you bring

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this equation here. So, on the left hand side
you get M0 U0 plus U 0 minus is equal to e to

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the power minus J phi U0 plus U0 minus. So, this
is an eigenvalue problem of this 2 by 2 unit cell

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matrix M0 right. So, here if you look into this
particular equation this is your eigenvalue.

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So, the factor e to the power minus J phi is the
eigenvalue ok and the vector with components U

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0 plus and U0 minus are basically the eigenvector
right. So, how do you obtain the eigenvalues? The

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eigenvalues are basically obtained by equating
the determinant of the matrix that is M0 minus e

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to the power minus J phi times identity matrix. If
you take this determinant and equate it to 0 you

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will get the values at which you will get the
those solutions are basically the eigenvalues

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ok. Now we already know that you know the
reflect these are non-absorbing material. So,

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amplitude of transmission amplitude
transmission coefficient square plus

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you know square of the amplitude reflection
coefficient square is equal to 1.

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In that case you can actually find out the
values which is e to the power minus J phi

00:19:31.320 --> 00:19:38.580
ok can be given as this quantity. So, you
have this transmission coefficient also its

00:19:38.580 --> 00:19:46.440
conjugate and this is the value that you obtain.
And from this you can write that you know if you

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separate it out to the real and imaginary
part on both sides you can find that cos

00:19:54.000 --> 00:20:04.440
phi can be written as real of 1 over the amplitude
transmission coefficient. So, real of 1 over T.

00:20:05.640 --> 00:20:11.880
So, keep this equation in mind. So, now let us
try to obtain what is the dispersion relationship.

00:20:11.880 --> 00:20:19.200
Always remember dispersion relationship is
basically the relationship between the bloch

00:20:19.200 --> 00:20:28.200
wave number K and the angular frequency omega that
is we are looking for omega k relationship ok. So,

00:20:28.200 --> 00:20:37.080
the previous equation that you have seen this
one this equation. So, this equation provides

00:20:37.080 --> 00:20:45.000
the eigenvalues which is exponential minus
J phi of the unit cell matrix. And this is

00:20:45.000 --> 00:20:50.880
basically the progenerator or the source of the
dispersion relation for the 1D periodic medium.

00:20:51.480 --> 00:20:59.880
So, how it works? So, we already know that phi
that is the phase can be given as capital K that

00:20:59.880 --> 00:21:05.220
is the bloch wave number times the period.
So, phi phase is basically proportional to

00:21:06.000 --> 00:21:15.420
k ok and T the transmission is also associated
with frequency at different different wavelength

00:21:15.420 --> 00:21:22.560
of frequency will have different transmission. So,
T can be written as T omega right. So, these two

00:21:22.560 --> 00:21:28.140
are related through the phase delay associated
with the propagation through the unit cell.

00:21:28.980 --> 00:21:39.960
So, you can actually write that you know cos 2 pi
K over g times phi is nothing but real of 1 over

00:21:40.800 --> 00:21:45.900
T which is a function of omega.
So, this one directly correlates

00:21:46.500 --> 00:21:54.360
your K and omega and hence it can be named as
dispersion relation. Now, the question arises

00:21:54.360 --> 00:22:01.740
what is g here? g is basically the fundamental
spatial frequency of the periodic medium. So,

00:22:01.740 --> 00:22:07.260
what is the period? Period is capital lambda.
So, g will be 2 pi over capital lambda

00:22:08.340 --> 00:22:14.940
right. So, this particular function that
you see here on the left side cos 2 pi

00:22:14.940 --> 00:22:22.980
k over g is nothing but a periodic function
of this k which has got a period of g ok.

00:22:23.760 --> 00:22:30.300
So, g is nothing, but 2 pi over capital
lambda and this gives multiple solutions

00:22:31.260 --> 00:22:39.360
for you know this equation for any given omega
ok. And that is how you are able to obtain

00:22:39.360 --> 00:22:45.600
that dispersion relation which is typically
shown in as in the photonic band diagram.

00:22:46.500 --> 00:22:54.300
Now, but the solutions separated by
the period g they are not independent.

00:22:54.840 --> 00:23:02.940
They basically lead to identical block modes.
So, the domain of the dispersion relation is

00:23:02.940 --> 00:23:12.000
typically limited with the values of K ranging
from interval of minus g by 2 to g by 2.

00:23:12.000 --> 00:23:19.260
That means, it is basically ranging from minus
pi by capital lambda to plus pi by capital lambda

00:23:19.260 --> 00:23:24.360
which is nothing, but the Brillouin zone. So, that
is where the concept of Brillouin zone comes on.

00:23:25.200 --> 00:23:34.080
And that allows your phase ok phi to be limited
to an interval of minus pi to pi. So, once you

00:23:34.080 --> 00:23:40.860
know the phase variation from minus pi to pi you
are basically covering the entire 2 pi right.

00:23:40.860 --> 00:23:46.440
So, after that it is just a repetition. So,
there is no point computing those ok. So,

00:23:46.440 --> 00:23:54.660
this range this interval can give you the interval
of phase starting from minus pi to pi. Also,

00:23:54.660 --> 00:23:59.640
we need to keep in mind that this
cos function is an even function of

00:24:00.240 --> 00:24:07.740
K. So, for each value of omega there are
2 possible values of k ok 2 independent

00:24:07.740 --> 00:24:15.420
values and they could be equal in magnitude, but
opposite in sign within the same Brillouin zone

00:24:16.080 --> 00:24:20.700
ok or within the Brillouin zone.
So, Brillouin zone is from minus

00:24:22.140 --> 00:24:29.520
pi to pi in terms of phase or you can say it is
from minus g by 2 to g by 2 in terms of K.

00:24:30.240 --> 00:24:37.440
So, this actually gives us that they are
independent bloch waves. So, one solution

00:24:37.440 --> 00:24:46.080
is for you know forward propagating wave another
solution is for the backward waves. So, dispersion

00:24:46.080 --> 00:24:53.700
relation gives you the photonic band structure.
So, dispersion relation will also tell you

00:24:53.700 --> 00:25:01.500
the multiple spectral bands which can be typically
classified into 2 regions or 2 regimes.

00:25:02.100 --> 00:25:10.260
So, one is propagation regime. So, spectral
band within which capital K that is the block

00:25:10.260 --> 00:25:19.560
wave number is real those are the propagating
modes. So, in those cases the real part of 1 over

00:25:20.400 --> 00:25:29.040
T which is a function of omega ok that is less
than 1 and these bands can be numbered as 1,

00:25:29.040 --> 00:25:38.220
2 and so on starting from the lowest, make
sense. And there could be other cases where in

00:25:38.220 --> 00:25:47.700
some spectral bands this K is complex. That means,
they correspond to evanescent waves ok. It means

00:25:47.700 --> 00:25:52.740
these waves will get rapidly attenuated and they
cannot propagate within that periodic medium.

00:25:53.340 --> 00:26:02.100
So, in this case if you see they will give you
ignore this particular sign it's only modulus of

00:26:02.700 --> 00:26:06.720
real 1 over T and that will
come out to be greater than 1.

00:26:08.220 --> 00:26:14.340
And these bands behave as stop
bands of that diffraction grating.

00:26:15.240 --> 00:26:22.440
So, they are also called as photonic band gap
PVG or forbidden band gap since no existing

00:26:22.440 --> 00:26:30.360
propagation mode are possible in this particular
case. So, now let us look into the calculation of

00:26:30.360 --> 00:26:38.820
photonic band structure by taking an example of
periodic stack of partially reflective mirrors.

00:26:39.420 --> 00:26:47.280
So, here is a stack of periodic stack you
should say or partially reflective mirror

00:26:48.060 --> 00:26:54.660
and the wave travelling along the axis of the
periodic stack is in the direction of z.

00:26:55.260 --> 00:27:03.240
What is the period here? Capital lambda. Now,
let us see how we actually characterize this.

00:27:03.240 --> 00:27:10.380
So, the dispersion relation for a wave travelling
along the axis of the periodic stack of identical

00:27:10.380 --> 00:27:16.620
that is very important identical partially
reflective lossless mirrors which are separated by

00:27:16.620 --> 00:27:25.380
capital lambda. So, in this case the
power reflectance is modulus of r square

00:27:26.100 --> 00:27:34.020
and intensity transmittance is nothing but what is
not reflected is getting transmitted because these

00:27:34.020 --> 00:27:39.540
are non absorbing case. So, you can say modulus
of t square that is transmittance is nothing,

00:27:39.540 --> 00:27:46.500
but 1 minus modulus of small r square.
Now, let us use the matrix optics approach

00:27:47.040 --> 00:27:53.340
to derive explicit expression for elements of
the scattering matrix of the composite system

00:27:53.940 --> 00:28:01.440
in terms of the elements of the scattering matrix
of the constituent system that is we will take the

00:28:01.980 --> 00:28:11.040
elements of the unit cell and we will try to get
the matrix elements for the overall system.

00:28:11.040 --> 00:28:20.520
So, the matrix M whose elements are say A B
C D you can call them as wave transfer matrix

00:28:21.240 --> 00:28:27.600
which we have seen in this particular equation.
So, they depend on the optical properties of the

00:28:27.600 --> 00:28:35.940
layered media between the 2 planes, right. So, we
have already seen this particular case that you

00:28:35.940 --> 00:28:42.660
can obtain those equations or those elements from
Fresnel reflection coefficients. An alternative

00:28:42.660 --> 00:28:52.080
to the wave transfer matrix that relates the 4
complex amplitude of the at the 2 edges of layered

00:28:52.080 --> 00:28:59.160
medium is a scattering matrix S matrix. So, you
can also have S matrix and S matrix are more

00:28:59.160 --> 00:29:07.380
popularly used in describing transmission lines
microwave circuits and scattering systems ok.

00:29:07.920 --> 00:29:13.980
So, in this case the outgoing waves
are basically expressed in terms of

00:29:15.060 --> 00:29:24.300
incoming waves something like this. So, S matrix
is used to describe transmission lines microwave

00:29:24.300 --> 00:29:30.180
circuits and scattering systems. So, in this
case the outgoing waves are basically expressed

00:29:30.180 --> 00:29:37.140
in terms of the incoming waves. So, here is
a schematic representation of S matrix. So,

00:29:37.140 --> 00:29:46.380
you see that you have the incoming wave U1 plus
and you have one outgoing wave that is U2 plus.

00:29:47.400 --> 00:29:56.400
Now in this case this is a reflection, but you
are actually trying to represent it in terms of

00:29:56.940 --> 00:30:00.060
outgoing wave because the
reflection is also outgoing.

00:30:00.840 --> 00:30:10.740
So, you put it on the right side. So, you call it
as U1 minus and the reflection from the other side

00:30:11.820 --> 00:30:17.400
becomes kind of incoming wave. So,
you can actually take that U2 minus

00:30:18.600 --> 00:30:30.540
as a incoming one. So, in that case you can simply
see that what are the 2 outgoing waves from this

00:30:30.540 --> 00:30:38.880
particular system that is U2 plus and U1 minus.
So, U2 plus and U1 minus are the outgoing and what

00:30:38.880 --> 00:30:49.800
are the incoming U1 plus and U2 minus. So, U1 plus
and U2 minus and you are trying to correlate this

00:30:50.340 --> 00:30:58.560
outgoing set of waves with the incoming set
of waves. So, what are the coefficients? So,

00:30:58.560 --> 00:31:08.820
U2 plus as you know U2 plus will be
nothing, but U1 plus times the transmission

00:31:10.200 --> 00:31:19.680
that is t 12. So, t 12 times U1 plus also it
will have another component coming from this one.

00:31:20.220 --> 00:31:28.740
So, whatever is this wave whatever is getting
reflected that will also contribute to U2 plus.

00:31:29.280 --> 00:31:36.780
So, you can have this is 2 this is 1. So, you can
this reflection coefficient will be called r 21.

00:31:37.620 --> 00:31:46.260
So, you will have r 21 times U2 minus. Is it
clear? So, you will have U2 plus that is given

00:31:46.260 --> 00:31:55.500
as t 12 times U1 plus. So, t 12 times U1 plus
this one. So, there is also one contribution

00:31:55.500 --> 00:32:02.760
coming from this one some part of it will get
reflected and add up to this outgoing wave.

00:32:03.300 --> 00:32:14.400
That will be r 21 times U2 minus.The other
one also you can easily make it. So, this one

00:32:15.780 --> 00:32:24.720
U 1 minus is nothing, but r 12 U 1 plus. So,
whatever is incidenting some part is getting

00:32:24.720 --> 00:32:32.640
reflected. So, that reflection is this one r
1 2 u 1 plus and then whatever you are putting

00:32:32.640 --> 00:32:40.380
here some part is getting transmitted and that
also comes back as u 1 minus. So, that is t 21

00:32:40.380 --> 00:32:52.740
times U2 minus. So, this equation U 1 minus is
nothing, but r 12 U 1 plus plus t 21 U 2 minus.

00:32:53.460 --> 00:33:01.980
Clear? So, unlike the wave transfer matrix this
elements here in scattering matrix they have

00:33:01.980 --> 00:33:09.660
direct physical significance. Something like
you know if you take r 1 2 and r 2 1 they are

00:33:09.660 --> 00:33:16.320
basically the forward amplitude transmittance
and reflection. That is they are basically the

00:33:16.320 --> 00:33:24.000
transmittance and reflection coefficient of
the wave incident from the left side. On the

00:33:24.000 --> 00:33:32.040
other hand if you see t 21 and t1 t 21 and r 21
they are basically amplitude transmittance and

00:33:33.240 --> 00:33:39.480
reflectance in the backward direction that is
for wave that is coming from the right side.So,

00:33:40.080 --> 00:33:47.040
it is easy to you know correlate physically
what is happening in the case of S matrix.

00:33:47.040 --> 00:33:56.100
Now, for a homogeneous layer of width d. So, this
interface we have seen that what happens with the

00:33:56.100 --> 00:34:03.600
incoming and outgoing incoming and outgoing or
you can say what is falling getting reflected and

00:34:03.600 --> 00:34:13.080
so on. So, for a homogeneous layer of width d and
refractive index n that is shown here the complex

00:34:13.080 --> 00:34:19.620
amplitudes of the collected waves at the planes
indicated by the arrow. So, if you are looking

00:34:19.620 --> 00:34:28.500
about the complex amplitude at this particular
planes. So, you can call this as U1 ok. So,

00:34:28.500 --> 00:34:38.280
this is U1 forward one will be U1 plus backward
one will be U1 minus this will be U2 ok, the

00:34:38.280 --> 00:34:45.420
amplitudes here will be U2 the forward one will be
U2 plus and the reverse one will be U2 minus.

00:34:45.420 --> 00:34:52.200
So, how they are related? They are propagating or
they are travelling this particular distance. So,

00:34:52.200 --> 00:34:59.880
they will add up a phase. So, U 2 plus will be
simply U1 plus times e to the power minus j phi.

00:34:59.880 --> 00:35:08.760
What is phi? It will be n k naught small k naught
and d ok, n is a refractive index k naught is the

00:35:09.600 --> 00:35:16.140
free space wave factor or wave number
and d is the thickness of that layer.

00:35:16.140 --> 00:35:21.780
So, that is similarly you can also
correlate what is u 1 minus and u 2 minus.

00:35:23.040 --> 00:35:31.020
So, that is how you can obtain the wave transfer
matrix as well as scattering matrix for this

00:35:31.020 --> 00:35:38.520
particular case. So, if you see that wave transfer
matrix M will look like exponential minus j phi,

00:35:38.520 --> 00:35:45.720
0, 0, exponential plus j phi. Whereas,
the scattering matrix because scattering

00:35:45.720 --> 00:35:51.180
matrix will try to represent all outgoing in
terms of incoming not left and right ok. So,

00:35:51.180 --> 00:35:59.280
it will look like e to the power minus j phi, 0,
0, e to the power minus j phi ok. So, that's the

00:35:59.280 --> 00:36:05.940
only difference between the wave matrix where
wave transfer matrix and scattering matrix.

00:36:06.480 --> 00:36:13.260
So, now let us consider a wave transmitted
through a system which is described by

00:36:13.860 --> 00:36:22.980
S matrix which has got this elements t
12, t 21, r 12, r 21. So, it these are

00:36:22.980 --> 00:36:27.960
easy to handle because we already know this
transmission and reflection coefficient from

00:36:27.960 --> 00:36:37.080
the Fresnel equation. So, let's assume that you
know this system has got two such separate systems

00:36:37.080 --> 00:36:43.020
ok. And these are the S matrix
for these two separate systems.

00:36:43.620 --> 00:36:52.320
So, by multiplying the two associated M matrix.
So, you can convert this into M matrix this one

00:36:52.320 --> 00:36:57.240
into M matrix you can multiply the M matrix
and then convert it back to the scattering

00:36:57.240 --> 00:37:03.780
matrices ok. And you will be able to obtain
the overall transmittance and reflection.

00:37:05.400 --> 00:37:12.600
So, overall transmittance in this case
will be t 13 which is given by t 12,

00:37:12.600 --> 00:37:21.180
t 23 ok over 1 plus r 21, r 23. So, this is how
you will be analyzing the multilayer system ok.

00:37:21.180 --> 00:37:26.160
You can also find out what is the reflection
coefficient for this overall system

00:37:27.060 --> 00:37:33.960
ok. So, one important thing is that the
relationship between M and S matrix in this

00:37:33.960 --> 00:37:42.060
case. So, as I mentioned M matrix are having four
elements a b c d and they are not directly the

00:37:42.060 --> 00:37:49.500
reflection and transmission coefficient whereas,
the S matrix are directly the reflection and

00:37:49.500 --> 00:37:57.660
transmission coefficient.So, sometimes it is easy
to deal with S matrices. Now in this particular

00:37:57.660 --> 00:38:03.240
case the transmission of a plane wave through a
cascade of two separate system that we have seen

00:38:03.240 --> 00:38:12.060
which are separated by a distance of d ok. Now
we have assumed that if the two cascaded systems

00:38:12.720 --> 00:38:18.720
are mediated by propagation through a
homogeneous medium it means the medium in

00:38:18.720 --> 00:38:25.200
between is a homogeneous medium then the overall
transmittance and reflectance will also have this

00:38:25.200 --> 00:38:35.640
extra factor adding up that is exponential minus
j phi and phi is nothing but n k naught d ok.

00:38:35.640 --> 00:38:39.600
So, that way the equations
will also get slightly modified

00:38:40.680 --> 00:38:48.240
ok. So, as I mentioned here the phase phi is
nothing, but n k naught d and d is the propagation

00:38:48.240 --> 00:38:54.240
distance n is nothing but the refractive
index of this particular medium inside. So,

00:38:54.240 --> 00:39:01.740
with that what we learnt is that we understood
the overall reflectance and transmittance

00:39:01.740 --> 00:39:10.560
and for this periodic stack of identical partially
reflective lossless mirrors. So, using the

00:39:10.560 --> 00:39:19.620
equations this and this you can obtain what is
the dispersion relation or you can find out that

00:39:21.120 --> 00:39:28.800
cos of 2 pi k by g is nothing, but 1
over mod t cos omega over omega B.

00:39:28.800 --> 00:39:35.880
So, here a new term omega B has come. So, omega
b. So, g you already know g is 2 pi by capital

00:39:35.880 --> 00:39:45.540
lambda that is the special frequency spatial space
related. So, spatial frequency and that you have

00:39:45.540 --> 00:39:54.540
omega b which is c pi by capital lambda. So, this
is particularly a plot of the dispersion relation

00:39:55.380 --> 00:40:03.000
for a set of periodic mirrors. So, here
certain values have been assumed like

00:40:03.000 --> 00:40:10.920
modulus t square has been taken as 0.
5 and they have been considered to have a

00:40:10.920 --> 00:40:20.880
separation of capital lambda. Omega B is c pi by
capital lambda, g is 2 pi by capital lambda those

00:40:20.880 --> 00:40:27.600
are all fine. So, only important thing is the
value of t is already assumed here and you can see

00:40:27.600 --> 00:40:34.800
this red dotted straight lines they are basically
the approximation of a homogeneous medium. So,

00:40:34.800 --> 00:40:42.540
if you assume the entire medium to be homogeneous
in which omega by K equals c or you can

00:40:43.560 --> 00:40:53.040
carefully work this out and see that omega by K
will be omega B times g by 2 that also comes out

00:40:53.040 --> 00:40:59.280
to be c. So, you will have this straight lines.
So, these are basically the homogeneous medium

00:40:59.280 --> 00:41:04.800
approximation. So, what it tells you that
you know this graph tells you that because

00:41:04.800 --> 00:41:12.180
of the periodicity how much the dispersion
relation deviates from the homogeneous medium

00:41:12.780 --> 00:41:20.580
and in homogeneous medium you see there is no
band cap also. So, all the bands are allowed all

00:41:20.580 --> 00:41:28.620
the bands are allowed means all the frequencies
have some k vector. It means at all frequencies

00:41:28.620 --> 00:41:37.440
you have solution for waves which has got real
propagation constants, ok. But here in this case

00:41:37.440 --> 00:41:42.900
you can see it starts with a band gap then there
is some band which is allowed then again there is

00:41:42.900 --> 00:41:48.600
a band gap then again there is some band where the
propagation is allowed then again there is a band

00:41:48.600 --> 00:41:57.600
gap and so on ok. Now, yeah this is what I have
already discussed that here the photonic band gaps

00:41:58.740 --> 00:42:01.620
there is no real solution.
So, you do not have anything

00:42:02.640 --> 00:42:06.240
and all the band gap frequencies
are basically centered around

00:42:06.900 --> 00:42:17.160
omega omega or you say omega B, 2 omega B and
so on 3 omega B. So, the frequencies they this

00:42:17.160 --> 00:42:24.720
particular frequencies they do not permit any
propagating mode rather in that case if the wave

00:42:24.720 --> 00:42:30.000
is not allowed to propagate inside the periodic
medium what will happen? In terms of reflectance

00:42:30.000 --> 00:42:35.040
you will see that they have unity reflectance
and this is a particular system where you also

00:42:35.040 --> 00:42:42.060
see that you know the lowest photonic band gap
is at omega equals 0. So, if you take a real

00:42:42.060 --> 00:42:51.060
example with some values like n 1 equals 1.
5 and n 2 equals 3.5 and keep the thickness of

00:42:51.060 --> 00:42:56.100
the 2 layer similar. So, this is one layer this
is another layer and then you are repeating this

00:42:56.100 --> 00:43:03.540
unit cell. So, this is the period ok period
of the unit cell. So, if you take this and

00:43:03.540 --> 00:43:11.220
you try to calculate the dispersion relation
you will see that you know the photonic band

00:43:11.220 --> 00:43:19.320
gaps have center frequencies at omega B here
also omega B and its multiples like omega B,

00:43:19.320 --> 00:43:27.600
2B, 3B and so on. And they occur at either the
brilliant zone center that is K equals 0 or at

00:43:27.600 --> 00:43:34.620
the edges that is K equals plus minus g by 2.
So, this is the range of the brilliant zone. So,

00:43:34.620 --> 00:43:40.800
K value starts from you know minus g by 2 to g
by 2 as we discussed before. So, here you see

00:43:40.800 --> 00:43:47.580
that initially all frequencies are permitted at
omega B you have a particular band gap again at 2

00:43:47.580 --> 00:43:54.420
omega b you have a band gap and so on ok. And this
is how it deviates from the homogeneous medium

00:43:54.420 --> 00:44:01.740
approximation. So, these are the values associated
with this particular band gap. Now in this setup

00:44:01.740 --> 00:44:09.360
of partially reflective mirrors the frequency
region surrounding to omega equals 0 does not fall

00:44:09.360 --> 00:44:13.680
in the band gap it has got some solution.
So, its good in this case

00:44:15.000 --> 00:44:23.820
there are some propagating modes possible here
ok. Now dielectric materials with lower contrast

00:44:24.420 --> 00:44:31.260
they will have band gaps of smaller width.
Now here you see the contrast is really good.

00:44:31.980 --> 00:44:38.520
So, n1 is 1.5, n2 is 3.5. Now if you take
2 material where the difference between

00:44:39.180 --> 00:44:48.480
n1 and n2 like you can say deltan is less
this band gap will also become very narrow ok.

00:44:48.480 --> 00:44:53.580
So, if you want the larger band gap you choose 2
materials which have higher contrast between them

00:44:54.240 --> 00:45:01.620
ok. And this red straight lines we already
mentioned that this is how light would have

00:45:01.620 --> 00:45:09.600
behaved if we have a homogeneous medium with
refractive index of the mean of n1 and n2 fine.

00:45:09.600 --> 00:45:14.820
So, from this you also can derive the information
about the phase and group velocities.

00:45:14.820 --> 00:45:23.940
So, the propagation constant capital K it
correlates to the phase velocity as well. So,

00:45:23.940 --> 00:45:28.860
phase velocity will be omega over capital
K. So, once you know the phase velocity

00:45:28.860 --> 00:45:34.980
you can also find out what is the effective
refractive index that is small n effective

00:45:34.980 --> 00:45:43.380
ok that is c naught over the phase velocity. So,
you will get c naught capital K over omega fine.

00:45:43.380 --> 00:45:51.120
So, this is we are taking only up to this one.
So, here you can see that clearly see what is the

00:45:51.120 --> 00:46:05.100
photonic band gap ok. And this is the plot of
effective refractive index that is c naught K over

00:46:06.300 --> 00:46:13.620
omega ok. So, that is basically the effective
refractive index. You can also find out what

00:46:13.620 --> 00:46:21.300
is the group velocity that is v equals d omega by
d K ok which corresponds to the pulse propagation

00:46:22.140 --> 00:46:27.000
in the medium. So, any pulse
will have a you know frequency

00:46:28.260 --> 00:46:33.840
spread ok means it will not be monochromatic
it will have certain frequencies.

00:46:34.380 --> 00:46:40.020
So, you should calculate the group velocity
in that case. So, group velocity should be

00:46:40.020 --> 00:46:45.900
obtained by d omega by d K. So, accordingly
you can also find out what is the effective

00:46:45.900 --> 00:46:52.800
index seen by that group or you can call it
effective group index that is also defined as

00:46:52.800 --> 00:46:57.360
capital N effective and that
can be given as c naught over

00:46:57.960 --> 00:47:08.880
this v. So, you get c naught d omega dK by d omega
ok. Now, these velocities can be calculated at any

00:47:08.880 --> 00:47:16.920
point of the dispersion relation curve by deriving
the slope d omega by dK and you can also take the

00:47:16.920 --> 00:47:22.980
ratio of omega by K. So, as shown here you can
also you can calculate what is small n effective,

00:47:22.980 --> 00:47:29.700
what is your capital N effective, what
is n bar n bar this is the mean value ok,

00:47:31.140 --> 00:47:34.740
mean refractive index.
So, the figure here

00:47:35.340 --> 00:47:42.780
the first one shows the dispersion relation of a
long rotating layer of dielectric medium and this

00:47:42.780 --> 00:47:53.220
two shows the effective index of one particular
frequency and this is the group index ok. So,

00:47:53.220 --> 00:47:58.740
here what you see you are able to clearly see two
frequency bands where the propagation is possible

00:47:58.740 --> 00:48:07.260
and there is a definite photonic band gap ok. And
for lower frequencies within the first photonic

00:48:07.260 --> 00:48:15.960
band you can see that this is how the effective
index is. So, you can say that n effective is

00:48:15.960 --> 00:48:22.200
very close to the average effective index.
So, initially this dotted line and this blue

00:48:22.200 --> 00:48:28.740
line they are very much overlapping ok. So, here
also you see they are very much overlapping,

00:48:28.740 --> 00:48:40.020
but as you keep on you know going further
with omega or you can say with wavelength

00:48:40.020 --> 00:48:49.380
it is expected that at longer wavelength the
material becomes homogeneous. So, K is reducing

00:48:50.760 --> 00:48:57.840
means wavelength will be increasing.
So, this is the case where you see more

00:48:58.560 --> 00:49:05.400
homogenized picture of your periodic medium, but
as K is increasing your wavelength is basically

00:49:05.400 --> 00:49:14.280
reducing. So, you will be able to see the definite
structures and that is where your you will be

00:49:14.280 --> 00:49:22.680
deviating from the line this particular red dotted
line which represents a homogenized medium ok.

00:49:22.680 --> 00:49:28.860
So, here also you can see with frequency
increase. So, this way the frequency is increasing

00:49:28.860 --> 00:49:35.040
ok this way the frequency is increasing. So, it is
better to correlate with frequency and wavelength

00:49:35.040 --> 00:49:44.400
and this is the spatial period ok. So, you can
correlate with the frequency here that at lower

00:49:44.400 --> 00:49:53.160
frequency wavelengths are high. So, you are seeing
much homogeneous picture whereas, when you go for

00:49:53.160 --> 00:49:59.220
higher frequency you have lower wavelength you
start deviating from the mean refractive index ok

00:49:59.220 --> 00:50:08.520
that is the crux of this particular thing. And at
the second at the bottom of the second band that

00:50:08.520 --> 00:50:18.060
is here you will see that you know the n effective
is much smaller than the mean refractive index.

00:50:18.060 --> 00:50:27.960
So, that is how it works that you know with the
frequency increase initially n effective goes

00:50:28.560 --> 00:50:36.960
way above the mean value, but then suddenly it
encounters a band gap and after the band gap

00:50:36.960 --> 00:50:43.920
at the bottom of the second band you will see
that the n effective starts from a value which

00:50:43.920 --> 00:50:51.480
is much slower or much smaller than the mean
refractive index. So, n effective increases at

00:50:51.480 --> 00:51:01.020
higher frequencies and with approaching to n bar
which is the mean value at the middle of the band,

00:51:02.100 --> 00:51:11.220
understood. Now this drop of n effective from a
value above average which is just below the band

00:51:11.220 --> 00:51:19.080
gap to a value which is below average just above
the band gap is due to the significantly different

00:51:19.080 --> 00:51:25.440
spatial distribution of the corresponding block
modes. So, there is a band gap because of which

00:51:25.440 --> 00:51:31.320
the bloch modes which are propagating here and
here are significantly different. So, we do

00:51:31.320 --> 00:51:36.540
not expect them to have you know similar kind of
feature and that is why there is a drastic change

00:51:36.540 --> 00:51:43.320
in this effective refractive index as well.
And this bloch modes are orthogonal to each other.

00:51:44.280 --> 00:51:51.000
So, there is no similarity basically between
this bloch modes. Now, the bloch modes at the

00:51:51.000 --> 00:51:58.320
top of the lower band has greater energy in the
dielectric layers with higher refractive index.

00:51:58.920 --> 00:52:05.880
So, that the effective index is basically greater
than the average. And if you look into the block

00:52:05.880 --> 00:52:13.200
modes at the bottom of the upper band it will be
reverse. It means in that case greater energy is

00:52:13.200 --> 00:52:19.140
localized in the layers which are having lower
refractive index and that is why the overall

00:52:19.140 --> 00:52:24.240
effective index is lower than the average.
So, these are like two different mode

00:52:24.240 --> 00:52:32.340
configuration for the two different bloch
modes which is present here and here fine.

00:52:32.940 --> 00:52:39.420
Lastly let us also look into the frequency
dependence of the capital N effective which

00:52:39.420 --> 00:52:45.180
is the group effective index. And you see
the group effective index increases at the

00:52:45.180 --> 00:52:56.940
edges of the band gap either from below or above
ok. In both cases it is behaving the same way and

00:52:58.140 --> 00:53:03.960
that means the group velocity is
much smaller. So, when index is

00:53:03.960 --> 00:53:10.140
larger the group velocity is smaller.
It means when you are approaching a band

00:53:10.140 --> 00:53:19.440
gap you will see that the waves are much slower.
So, the optical pulses are significantly slow near

00:53:19.440 --> 00:53:26.460
band gaps edge. So, that way you can actually
make different devices based on this particular

00:53:26.460 --> 00:53:33.060
concept. So, with that we will stop here today.
Thank you. Any questions you can drop an email

00:53:33.060 --> 00:53:38.787
to this particular email address and we will
see you in the next lecture. Bye. Thank you.
