WEBVTT

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So, now that we are familiar with the crystal
structure of silicon and also we have seen

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what are that common defects which are possible
to be in a practical crystal, it is time to

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see how this single crystal can be grown in
practice. Because as you know, the starting

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point in any integrated circuit fabrication
is we must have a silicon wafer, a single

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crystal silicon wafer. So, we must get the
substrate material. In order to get the substrate

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material, we must grow a single crystal of
silicon. As I have already mentioned, silicon

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is one of the most abundant material in the
world. It is formed, it is found in nature

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as silicon dioxide. So, first the silicon
dioxide is reduced in order to obtain silicon.

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It is purified further in order to get very
high purity semiconductor grade silicon that

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is 6N purity or 99.9999% purity. Once we have
obtained this highly pure semiconductor grade

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silicon, we can use it as the starting material
to obtain a single crystal.

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So, that brings us to the unit process step
of crystal growth and the crystal growth can

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be broadly classified as Bridgman technique
and Czochralski technique. Let me on the onset

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tell you that most of the silicon that is
grown today, that is available, commercially

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available today, are grown by Czochralski
technique and sometimes further purified.

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But for historical significance, I would like
to discuss the Bridgman technique first and

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then I will also tell you why the Czochralski
technique is preferred for growth of single

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crystal silicon over Bridgman. So, let us
begin our discussion with the Bridgman system

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of crystal growth. The Bridgman system of
crystal growth is a very simple process. It

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is very simple, can be very easily achieved.
But of course, there is a catch; there will

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be some problems associated with this Bridgman
grown crystal.

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Let us look at the system, where a single
crystal can be grown by using the Bridgman

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technique. What we have here, it is a quartz
ampoule, a quartz tube. The mouth of the tube

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is sealed. It is evacuated and sealed. So,
first of all a quartz ampoule and inside this

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ampoule, you have a quartz boat. This is the
outline of the boat. In this boat, a seed

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crystal, a small single crystal is placed
and the rest is filled with the charge. What

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do I mean by charge? I mean the high purity
silicon which is poly crystalline or powdered.

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That is called the silicon charge. So, the
charge along with the seed crystal is placed

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in the quartz boat inside an evacuated quartz
ampoule and then the charge is heated. Charge

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is heated to its melting point, but make sure
that the seed crystal is not molten.

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Therefore, the temperature profile of the
furnace has to be something like this - temperature

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versus x. So you see, the seed end is kept
at a lower temperature, while the charge,

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the melt is at high temperature and therefore
it is in the molten condition. This has to

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be very critically maintained. Therefore,
the temperature profile in a Bridgman furnace

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has to be very accurate. Care must be taken,
so that the seed crystal is not molten and

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then, once the charge is in molten condition,
the heater can be moved in this direction.

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What is going to happen when the heater is
moving in this direction? That means the end

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of the melt which is in contact with the seed
crystal is now becoming progressively cooler.

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It is coming in the low temperature zone of
the furnace. Therefore, that end is going

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to solidify and since this is in contact with
the seed crystal, it will take the orientation

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of the seed crystal and the solidification
will take place as a single event. That is

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I am going to realize a single crystal.

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So, as progressively the heater is moved in
this direction from this end that is from

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the seed end, the melt is going to get solidified
and I am going to realize a single crystal.

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Alternately, you could also move the quartz
ampoule in this direction, same purpose will

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be served. Instead of moving the heater, you
could just move the quartz ampoule in this

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direction. Even in that case, the seed end
of the melt will come into the low temperature

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zone and therefore, it will get solidified.
In contact with the seed crystal it will get

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solidified as a single event and will realize
a single crystal. So you see, essentially

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this is what the Bridgman crystal growth system
is all about. All you need to have is a quartz

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ampoule and a quartz boat, both of which is
readily available and you just have to evacuate

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the sample before, after placing the charge
and the seed crystal in it and have a very

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good furnace with an accurate temperature
profile and maintain a relative motion, either

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move the heater or move the quartz ampoule
and you will have your single crystal.

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In principle, this is what Bridgman crystal
growth is all about. But, as we have already

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mentioned, silicon is a material which expands
on solidification. So, in a Bridgman crystal

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growth that is the greatest drawback, because
the charge is kept in a quartz boat. The confining

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boundary of the quartz boat is going to create
a lot of stress during the solidification

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of the charge. Because the charge is in the
molten condition, the solidification is taking

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place at the seed end where the charge is
in contact with the boat, so the surface of

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the boat is going to act as a confining barrier.
It is going to create a lot of stress on the

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crystal and therefore you know, whenever there
is a lot of stress, dislocations will be formed.

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Therefore, Bridgman growth single crystals
have a lot of dislocations in them. In fact,

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that is one of the reasons, a major reason,
why, in spite of the inherent simplicity of

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the Bridgman crystal growth technique, people
go for Czochralski system of crystal growth.

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Czochralski system of crystal growth is actually
a much more complicated system, compared to

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a Bridgman system. It is a much more sophisticated,
much more difficult system to handle. You

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will have to control a large number of parameters,
but you can grow single crystals which have

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much less dislocations, much less defects.
That is the greatest advantage of a Czochralski

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system. So, a Czochralski system is also known
as a liquid solid mono component growth system,

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liquid solid mono component growth system.
What do we have in a Czochralski system?

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Essentially the Czochralski system
on a liquid - solid
mono component system that is Czochralski,
commonly referred to as the Cz, Cz crystal

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that is the Czochralski grown crystals. We
have basically four subsystems in this Czochralski

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crystal growth system.

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First is a furnace, second is known as the
crystal pulling mechanism, third is the ambient

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control

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and finally we have the control systems. So,
these are the four subsystems of a Czochralski

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crystal growth system - furnace, crystal pulling
mechanism, ambient control and a control system.

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Now, let us take a look at the Czochralski
crystal growth system.

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What I have here is a quartz envelope, big
quartz chamber with gas inlets, gas outlets,

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may be even some pumps, which I have not shown
in the figure, some pumps in order to maintain

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the requisite pressure in it and you have
another opening through which a pull rod is

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passed. This quartz envelope may be water
cooled. The most important part in this furnace

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is the crucible that is a cup in which the
charge is going to be placed and this is usually

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made of quartz. See, quartz is nothing but
silicon dioxide. So, there is less chance

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of contamination through a quartz crucible,
because it is also comprised of silicon. But,

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it is actually silicon dioxide, therefore
some oxygen may come from the crucible to

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the single crystal. We will investigate that
later, what happens if oxygen comes into it

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and usually the crucible is made of quartz
and it is actually a single, you can use it

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only once usually, because after the crystal
growth when you are cooling down the system,

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then because of the thermal mismatch usually
the quartz crucible is going to crack. So,

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you cannot reuse the crucible and this quartz
crucible is usually placed inside a graphite

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susceptor.

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A susceptor is, you can view it as an outer
jacket. That is I have a bigger cup of graphite

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in which I am going to place the quartz cup.
The quartz cup is called the crucible, the

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graphite cup is called the susceptor and the
graphite susceptor is placed on a heater,

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graphite heater usually, very high purity
graphite heater and the heating is done by,

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usually by RF. These signifies the RF heating.
Sometimes for large charges, resistance heating

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is also employed, but mostly it is RF heating.
So, these are the things inside the furnace.

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You have a quartz crucible, a graphite susceptor,
a heater and the cooling for the outer quartz

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chamber, quartz envelope. Then, we have the
crystal pulling mechanism. I have already

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mentioned that through this a pull rod is
passed and at the end of the pull rod, a small

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seed crystal is fixed in a .....

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It is like you have this pull rod and at this
end a small seed crystal is fixed, it is held

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in a ...... and as can been seen from the
figure, the pull rod is pulled up during the

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crystal growth and then of course, we have
the ambient control. See, the ambient is very

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important in a crystal growth system. First
of all realize that I am using a graphite

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susceptor and graphite heaters. Therefore,
there must not be any oxygen inside the system.

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The whole thing will just go up in smoke,
so to speak. It will just form carbon dioxide

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and there will be no susceptor, no heater,
nothing left. The other thing is of course,

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it should not react with silicon. I want to
have high purity single crystal silicon. If

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I have oxygen in it, oxygen is going to react
with silicon to form silicon dioxide; I cannot

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allow that. Therefore, beware of oxygen. That
is why the usual practice, even though I have

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not shown it in the figure, is first of all
to evacuate the quartz chamber. After you

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have put the charge in it, first of all evacuate
the quartz chamber and then fill it up with

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an inert ambient - argon or helium or nitrogen,
something like that. You can do it in, you

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can fill it up and maintain atmospheric pressure
or sometimes even reduced pressure.

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Now, let us see how exactly the crystal growth
is achieved? What do you do? So, we have put

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in the charge, we have created the requisite
ambient condition inside and we are heating

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the assembly. So, what happens? The charge
gets molten. I have a melt inside the crucible.

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Remember, all this while the seed crystal
was not, I repeat, not in contact with the

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melt. It was held somewhere up there, while
the charge was below. After the charge is

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molten, it is uniformly in the liquid state,
then the pull rod is gradually lowered till

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the seed crystal touches the melt surface.

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This is the point till the seed crystal touches
the melt surface and then, very slowly the

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pull rod is pulled up. So, what will happen?
The melt that is in contact with the seed

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crystal will get solidified and as we pull
up, we are going to pull up the solid crystal.

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Care must be taken, very accurate control
is necessary, so that instead of growing the

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crystal you do not melt down the seed crystal
itself. The pull rate must be carefully adjusted,

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so that I get a single crystal. I do not melt
down the seed crystal, because you see the

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seed is in contact with the melt. If the pull
rate as well as the thermal conditions are

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not carefully adjusted, the reverse can also
happen. The seed can also, can get melted.

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Therefore, therefore you can appreciate that
the Czochralski crystal growth technique is

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a much more complicated process, but the quality
of crystal would be very good, which brings

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us to the question of how the pull rate should
be adjusted. Pull rate should be adjusted

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very carefully. If you draw it too fast you
may not get a single crystal. If you draw

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it too slow, you may even get the seed crystal
melted. Therefore, the pull rate must be very

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carefully adjusted which brings me to the
second card, where we discuss how the pull

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rate should be carefully adjusted.

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I have written down an equation there, L dm
dt plus K L dT dX 1 A 1 is equal to K S dT

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dX 2 A 2, where L is the latent heat of solidification,
latent heat of fusion or latent heat of solidification,

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dm dt that is the mass solidification rate.
K L is the thermal conductivity of the liquid,

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K S is the thermal conductivity of the solid,
dT dX 1 is the thermal gradient in the melt,

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dT dX 2 is the thermal gradient in the solid
that is in the crystal and A 1 and A 2 are

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the area of the isotherms in the melt and
in the solid. So, basically what I have written

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is a heat transfer equation. Now, from this
equation you can very easily see that if I

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assume that the thermal gradient in the melt
is zero, that is the entire melt is in the

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constant temperature that is at the melting
point, it is maintained at the melting point,

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so if dT dX 1 can be made equal to zero, then
L dm dt is going to be equal to K S dT dX

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2 times A.

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L, I have already said is the latent heat
of solidification, dm dt is the mass solidification

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rate. So, what is dm dt really? I can write
it as L, can I not? L times area into rho,

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rho that is the density into dx dt. This is
actually equal to the dm dt term, rate of

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change in volume times the density. That is
the rate of change in mass. So, if I consider

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that the thermal gradient in the melt is zero,
then this is equal to, this dx dt is nothing

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but my pull rate. This is the rate at which
I am pulling the crystal.

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So, from this equation I can say that dx dt

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K S by L into rho times dT dx, it is dx 2;
this we prefer. This is the maximum attainable

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pull rate, maximum attainable that is when
I am assuming that the thermal gradient in

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the melt is going to be zero.

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In practice, the pull rate is kept less than
the maximum pull rate. In a practical system

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what happens is that there will be a small
change in the temperature of the melt. Because

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we are pulling out the crystal, the thermal
conditions, they are continuously changing.

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So, in a practical system actually, a feedback
system is used, a feedback control is used.

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That feedback control is used to supply the
heat to the melt, so that the temperature

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is maintained within plus minus half degree
centigrade or so and now you can understand

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that this heat loss, the heat needed to be
supplied in the system, heat input minus heat

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output, the heat loss is almost entirely taken
off by the latent heat of solidification,

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no other path of heat loss. Almost entirely
this thing is going to be taken by the latent

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heat of solidification, if the temperature
gradients are considered to be very small.

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So you see, in a practical system the difference
between the heat input and the heat output

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will be almost totally taken off by this.

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This is the heat transfer. This is taken off
almost totally by L dm dt or ..... Actually,

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this H i minus H naught should be small. So
you see, in this equation L is a constant.

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I cannot do anything about L, same is for
rho. Latent heat and the density, these are

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the material properties. So, the only variables
are the area and the pull rate. So you see,

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actually therefore, the pull rate is going
to vary inversely with the area for a given

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H i minus H naught. In other words, the larger
your crystal, the smaller should be the pull

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rate. Now, this pull rate, it has a lot of
effect on the defects. The defect finally

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in the crystal, it is going to depend quite
significantly on the pull rate. How? See,

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as the crystal is cooling, from its mere melting
point as it is cooling, the thermal point

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defects will try to coalesce into dislocation
groups. It will try to agglomerate, it will

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try to, all of them will come together and
form a dislocation group and form an array

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agglomerate. This is seen to happen at a temperature
around 950 degree centigrade.

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Now, if the pull rate is larger, if the pull
rate is say, greater than 2 millimeters per

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minute, then you can quench this defect formation.
That is when you are pulling it very quickly,

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you are forcing it to cool quickly, so you
can quench this defect formation. But again,

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as I said, if you have large diameter crystal,
then you cannot afford to use a very large

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pull rate. They are inversely proportional.

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In fact, the pull rate you can plot, if this
is the diameter of the crystal and if this

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is the pull rate, it actually varies something
like this and this is about 1.5 mm per minute

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when the diameter is about 75 centimeters
or so,75 millimeters or so. 75 millimeter

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that is about 7.5 centimeter that means about
3 inch diameter wafer. Funnily enough, for

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measuring silicon wafer diameter we still
use inches. That is the common way of referring

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to the wafer as 2 inch dia or 3 inch dia or
4 inch dia or 6 inch dia. Now you can even

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get 12 inch diameter wafer.

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Now, the point I am trying to make is this.
Therefore you see, it is relatively easier

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to grow a smaller diameter single crystal
with very low defect density, isn't it? Because

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for a smaller diameter crystal, you can afford
to use a large pull rate and when you use

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a large pull rate, the problem of this dislocation
forming is less severe. That is the reason

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why 10 years back, the silicon crystals that
were grown were almost exclusively 2 inch

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or 3 inch diameter; 10 years or 15 years back.
At the beginning of the integrated circuit

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evolution, the silicon wafers available were
only of 2 inch or 3 inch diameter. As the

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system became perfect, more perfect, technologically
more advance was made, it was, it became possible

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to grow large diameter crystal with low defect
density.

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Obviously, more stringent control is needed
on the pull rate, more stringent control on

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the thermal control system, all that is required
if you want to grow larger diameter crystal

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with low defect density. So, you will appreciate
that it is difficult to grow a bigger diameter

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crystal. That is why they came later in the
market. Now, it is even possible to grow a

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12 inch diameter crystal like a big plate.
It was not possible 10 years back, because

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of the technological limitations. So, this
is about the pull rate.

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Now, the next interesting point is, of course,
how about the dopant, dopant incorporation

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in the crystal. Suppose I want to grow a p-type
crystal or an n-type crystal, how can I do

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that? More importantly, suppose I want crystals
of a particular doping concentration, how

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do I maintain that? That is inadvertently
if something else comes inside, suppose I

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wanted to grow an n-type crystal, but I find
that it is p-type because of some unintentional

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dopants, how do I control that? How are the
dopants incorporated during the crystal growth

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process itself?

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The dopant incorporation during crystal growth
is actually a very interesting thing. You

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see, any impurity it will have a solid solubility
in the crystal and it will also have an equilibrium

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solubility in the melt and these two are not
necessarily same. There is a different solubility

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in the crystal and in the melt.

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So, this is given by the segregation coefficient,
this difference is given by the segregation

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coefficient, usually referred to as K naught
and K naught is given as the ratio between

34:28.599 --> 34:35.599
C S and C L, where C S is the solid solubility
in solid silicon, solid solubility of the

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dopant in silicon and C L is the equilibrium
solubility in the melt. Now, usually for most

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common impurities this K 0 is less than 1;
for most common impurities K 0 is less than

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1. What is the implication? The implication
is that the solid solubility is less than

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the equilibrium solubility, equilibrium solubility
in melt. That means as you grow the crystal,

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these impurities are preferentially left inside
the melt, they do not come into the solid.

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They are rejected by the solid, they prefer
to be in the melt. That is because C S by

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C L is less than 1. That means as you are
drawing the crystal, the melt is becoming

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progressively richer in the impurity. So,
when you grow a crystal, we will find that

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the doping concentration will vary from one
end to the other.

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The top end will have relatively less dopant
concentration and the bottom end will be relatively

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more doped. That is true for most common impurities
with the notable exception of oxygen. That

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is oxygen will have a segregation coefficient
greater than 1. That is oxygen will come preferentially

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into the crystal, it will try to come preferentially
into the crystal. That is a cause for concern,

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because you know in the furnace itself we
have a source of oxygen. We are using quartz

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crucible, we are using quartz envelopes. Although
the envelope is water cooled, but the crucible

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is heated. So, there is a possibility of oxygen
incorporation during the crystal growth, oxygen

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incorporation into the silicon during the
crystal growth. Is it detrimental? What are

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effects of oxygen in the single crystal silicon?

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Usually in a Czochralski grown crystal, the
amount of oxygen will vary from 5 into 10

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to the power 17 to about 10 power 18 per centimeter
cube; 5 into 10 to the power 17 to about 10

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to the power 18 per centimeter cube. Now,
this oxygen in the silicon will have three

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possible defects. First of all within a limit
this oxygen, 95% of it, will be in the interstitial

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sites, 95% will stay in the interstitial sites.
That is it will find the space in between

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the regular array of silicon atoms and go
and sit there. The rest 5%, however it can

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form a complex like SiO 4 and that complex
will be donor like. This complex will be electronically

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active, it will be donor like, therefore it
will affect the resistivity of the grown crystal

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and the formation temperature of these complexes
are around 450 to 500 centigrade.

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So, when the crystal is being cooled, this
SiO 4 complexes will be formed. They will

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make the silicon n-type, donor like complexes.
One possible remedy to reduce this is, you

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form the crystal, you cut them into wafers
that is thin slices and then you heat these

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slices to temperature above 600 degree centigrade
and then, when you heat it above 600 degree

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centigrade, these complexes are dissolved,
because the formation temperature is only

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around 450 to 500 degree centigrade. You heat
it above that and the complexes separate,

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it dissolves and then, when you cool it down,
see, a wafer is going to cool much faster

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than the entire single crystal. It has got
a much smaller thermal mass, it is going to

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cool much faster. So, when you are cooling
down the wafer, the complexes have less time

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to form. Therefore, their concentration is
going to be reduced. It is much easier to

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cool down a wafer than cooling down the entire
large single crystal. So, this is a common

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practice in order to reduce the donor complexes
due to oxygen is after the crystal is grown,

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the wafer slices are cut, do a thermal treatment
on these wafers; heat them up and then cool

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them down, so that the complexes are dissolved
at the high temperature and they do not have

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sufficient time to form back when the wafer
cools quickly.

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This is one effect of oxygen. Remember, this
is only the 5% of oxygen that is not there

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in the interstitial site. 95% of the oxygen
that is incorporated, that is incorporated

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in the interstitial sites. So, these oxygen
in the interstitial site actually is, you

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could say, beneficial to silicon. It improves
the mechanical properties of silicon, it improves

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its yield strength. But, all this is true
when I have relatively less amount of oxygen

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incorporated during crystal growth. That is
when I am at the, towards the lower limit

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of the oxygen concentration, up to 6.4 into
10 power 17.

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If the oxygen concentration in silicon is
greater than 6.4 into 10 power 17, then we

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come to the third problem and that is the
problem of oxygen precipitate. Remember what

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we said about precipitate formation. The solubility
is going to reduce with decrease in temperature.

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Therefore, when the crystal is being pulled
down, if the oxygen concentration is greater

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than 6.4 into 10 power 17 per centimeter cube,
this is going to be precipitated in silicon

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and once it precipitates, you have all kinds
of problem, because this precipitates will

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give rise to compressive strength. That will
stress the crystal and will start shooting

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off dislocations from that site.

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So, the precipitate formation, you know, generally
it is highly undesirable, because it will

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give rise to dislocations in the crystal.
However, they can sometimes be used to our

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advantage. That is you know the precipitates
will attract the metallic impurities. It can

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be made to act as a sink for metallic impurities.
They are also called as the gettering centers,

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gettering. Only thing you have to make sure
is that these gettering centers are not coming

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in the active region. That is this is not
where your devices are found. If they are

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found lowered down in the bulk of the material,
you do not mind, because there it is going

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to act as a sink for metallic impurities,
leaving your active region free from metallic

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contamination. So, they can be used to your
advantage, can be used as gettering center.

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So, oxygen concentration in the Czochralski
grown crystal is quite a problem. It has three

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effects. Some of them are beneficial, some
of them are not so.

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So, particularly if you are very keen on the
performance of the device like for example,

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if you are making power devices where the
break down voltage needs to be very high,

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the leakage voltage has to be very low, then
this oxygen concentration in silicon may not

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be acceptable, because you know, dislocations
are generally going to deteriorate the device

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performance. Particularly it is going to lower
the breakdown voltage and it is going to increase

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the leakage. So, in that case we may have
to resort to further processing, further refining

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in order to remove the oxygen from the Czochralski
grown crystal.

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So, essentially if we try to sum up what we
have done so far, as far as the crystal growth

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technique is concerned, the Bridgman technique
is a simpler process. But, since during Bridgman,

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during Bridgman growth, the crystal is in
contact with the boat and therefore is subjected

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to a lot of stress, there will be a lot of
dislocations present in Bridgman grown crystal.

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In contrast, in Czochralski the crystal is
not hampered by any confining surface. It

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is pulled out of the melt by the seed crystal.
The crystal when it is growing is not constricted

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by any confining surface. Therefore, the amount
of defects present in this crystal will be

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much less.

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However, because of the quartz crucible there
will be some oxygen present in the silicon

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and the problem is more aggravated, because
oxygen has a segregation coefficient greater

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than 1, so that it will preferentially come
inside the silicon. This oxygen may cause

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some detrimental effects, may have some detrimental
effects, in the final device performance,

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particularly in lowering down the break down
voltage and increasing the leakage current.

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Therefore, further refining may be necessary
if one is very, very particular about the

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device performance requirements. I will stop
here today.
