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So, welcome back.

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So, we were discussing regarding the Patentability
issues in biotechnology continuing that.

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So, now the patenting challenges with respect
to patenting the organism or the genes or

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the cell or the cell lines basically remains
in deciding whether or not that article would

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be considered as an invention under the purview
of the patent act or it is mere discovery

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and if it is an invention whether it is like
meeting the other criterias or not .

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In general patent law across the country do
not allow discovery to be patented.

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So, discovery is something which is already
present in the earth and you are just taking

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it out and invention is that where you with
the help of the human endeavours you are imparting

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a certain new form or new quality or at least
some new properties to the original product

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which is existing in the nature.

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So, that human interventions makes the discovery
into a patentable subject matter.

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Mere the originally existing microorganisms
suppose some microorganisms are present in

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the earth crust or in the sea or the ocean
beds.

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So, isolation of those microorganism and or
particularly you cannot claim those microorganisms

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as a patent subject matter.

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You can claim isolation methods where you
have tried certain new techniques to isolate

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those things from the nature that may be patent
eligible provided that meets the different

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criteria, but when is when it is about the
microorganism which is already known or which

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is already they existed in in the earth cannot
be considered for a patentable subject matter.

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And the controversy regarding that was like
is was solved like whether or or what kind

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of microorganism is patentable or not patentable
it was basically decided through a landmark

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case which is known as the Diamond versus
Chakrabarty case of 1980 and it from after

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this case it basically clarified that modified
microorganisms can be patent eligible or can

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be patented and that had prompted the formations
of many companies where they have started

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developing the bio-engineered products.

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To just give you briefly the facts about this
Diamond versus Chakrabarty case.

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So, basically micro biologist Professor Ananda
Chakrabarty he filed a patent application

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related to an invention for the treatment
of the oil spills in the year 1972.

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So, that patent basically what he did was
that he isolated certain strains of the pseudomonas

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bacterium and which had the capability to
degrade the fatty acids or hydrocarbon compounds

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which they use as an energy source and he
tried to form a mixture of the different types

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of the pseudomonas strains which has the ability
to degrade various types of hydrocarbons and

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with that mixture he tried to treat the oil
spills.

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So, if when he made a consortium with that
with different strains of the microorganism

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of the pseudomonas that was not effective.

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So, what he did he the then his he then understood
that the plasmids carried certain genes which

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is responsible for the degradation of the
hydrocarbons and then he tried to make a new

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strain where he like basically put all those
as hydrocarbon degrading genes together and

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made a new strain of pseudomonas which is
which has a high efficiency in degrading that

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hydrocarbon or the oil spill.

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So, that patent included 36 claims related
to the modified bacterium where different

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hydro carbon degrading genes in terms of plasmid
has been incorporated.

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The method of producing the bacterial strain
which is basically a process claim and the

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inoculum which compose the bacterium and the
carrier material like the straws which allowed

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the inoculum to float on the surface of the
water again which was a process claim.

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So, the patent examiner only approved the
process claim, but he rejected the modified

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bacterium on the grounds that no living organisms
cannot be no living organisms can be patented

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under the Section 101 of the US patent Act
or 35 U.S.C..

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And this was further challenged into so, the
Dr Chakrabarty challenge this verdict of the

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patent examiner.

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And then it was it was it was a long battle
and it went till the Supreme Court and so

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the major issue was whether a modified bacterium
would constitute an article or an subject

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method for the patent or not.

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So, the modified bacterium whether or not
it is a product of nature so; however, the

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supreme court ruled in favor of Dr Chakrabarty
and finally, the patent was granted by the

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United States Patent Office on 31st of March
1981 and there the bench the jury they cited

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thing anything under this sun that is made
by man is patentable .

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So, that became very popular that does not
mean anything it was related to the bacterium

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strain.

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Basically what the jury considered is that
even though the pseudomonas strains were isolated

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or they were present differently in the nature,
but the the strain which Dr Chakrabarty created

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was not originally present it has been created.

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A person did not included the core biotechnology
or the recombinant DNA part, but still by

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human interventions he had tried to made make
a modified bacterium.

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So, modified bacterium can be a patent eligible
subject matter under this Section 101 35 USC

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101.

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So, this was the landmark case after which
lot of companies have started patenting different

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modified strains of the bacteria or the microorganisms
and try to develop new process.

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So, this is one of the very important decisions
in the history of the United States that has

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favored the biotech industry .
Similarly, of when we talk about the patentability

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of the genes so we have again two views there,
because you know our the human cells or any

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animal cell is composed of certain nucleic
nuclear material.

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So, the nuclear material may be in the form
of the DNA or the RNA and each of this DNA

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has certain character which they express.

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So, these are the basic units of the life
which is known as the again genes

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So, the genes are present naturally in the
living organism.

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So, those who oppose this view the gene should
be patented because they oppose it because

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of the fact that gene sequences are already
present there.

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So, it is not a new.

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So, you have just identified the genes, which
is already present in the body of certain

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living organism.

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So, that may not be may not come under the
purview of an invention.

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You may say it discovery where you have isolated
or you are just taking out or telling that

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sequence of the gene, but it is there, it
is there is no change in that gene.

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So, it should not come under the purview of
the invention.

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The second group they propose that the genes
or the DNA sequences are useful in the various

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application.

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For example, the diagnosis where you can check
for various genetic diseases or it may be

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useful for the gene therapy.

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So, the so, when the isolated gene are used
for various purposes and meeting the industrial

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industrial applicability requirement so, it
should be patentable.

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.
So, there again lot of controversies regarding

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this.

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So, if we again go back to little bit of history.

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So, we will found that when the human genome
project has started and like scientist have

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started decoding the human genes.

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So, now, lot of information were available.

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So, in the year 1991 the then NIH National
Institute of Health director Bernadine Healy.

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So, he thought ok with these kind of discoveries
or the invention where the human genes has

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been decoded we can develop number of products
which will be helpful for disease treatment

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and that is why he filed around 2750 expression
sequence tags from the human genome and it

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also included around 600 protein coding ESTs
from the human brain, which would be which

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can be potentially useful for developing diagnostic
kits.

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And they have applied patents in Europe, America
and as well as Australia and Italy.

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So, there are the application has been filed
in many countries; however, it drew a lot

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of controversy.

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So, finally, in the year 1994 the NIHEST s
patents were withdrawn, one reason was that

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the patent was not granted in Europe we will
come to that in Europe again the criteria

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of patentability is quite strict compare to
the American or United States of America.

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So, the the question was the the next director
of the NIH they have consulted with the US

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patent office to understand whether or not
the patents in this area should be pursued

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or not.

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So, with the their advice was that the patent
should be pursued only if it would advance

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the commercialization and it should not hinder
the scientific development, but by patenting

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this expression sequence tag it may raise
the competition among the private players

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and it would be basically because patent is
a monopoly right.

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So, it may hinder the development of the science
rather than promoting the commercialization.

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So, for that reason they withdrew the patents
, but; however, once this process has started

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and where number of venture capitalist they
started exploring business possibility in

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the area of the genomics and the many private
enterprises entered into the sequencing of

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the genes or the nucleotide product.

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So, this was the first where the use usefulness
of the genes or the ESTs were seen or you

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have had apply had been had been applied as
a patentable substance.

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And finally,at the time in 2001 the United
States Patent Office they had also given certain

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examination guidelines means what if a patent
has been applied for a gene related product

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then what can be considered as a patent eligible
and what may be rejected.

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So, if a patent claim directed to a isolated
to an isolated or the purified DNA molecule

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like it may be it may cover the gene excise
from the natural chromosome or a synthesized

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DNA molecule.

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And so in this case the isolated DNA molecules
were allowed as a patentable because it is

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isolated and so it was not found in the isolated
form.

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So, if someone is isolating a gene means the
human intervention is made and the the that

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is the reason it was allowed as a patent at
that point of the time.

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And further if the isolated and the purified
DNA molecule has the same sequence as the

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natural occurring gene it may make them patent
eligible, because it it acts like a composition

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of the matter and as it is not naturally occurring
in that form.

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And the the synthetic DNAs if if it is synthetic
DNA it may be patent eligible because again

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it is not available in the purified form and
it is different from the naturally occurring

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compounds.

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And further the the Nuffield Council of the
bioethics they distinguished different application

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of the DNA sequences which can be related
to the patent claims.

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For example there may be sequences which are
used for the diagnostic testing and there

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may be sequences which are used for the research
tools; like if there are genes sequence which

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can be helpful in the identification of the
potential targets for the new drugs and the

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vaccines that is useful so that can also be
patented.

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Sequences sometimes may be used in the gene
therapy, where a faulty gene is removed in

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place of the and in that place a normal gene
is inserted and then there are different sequences

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which are used in the production of the therapeutic
proteins which are used as the medicine.

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So, depending on the use of the substances
the in some cases we patent on the genes are

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allowed and if you again there is another
landmark case of Association of Molecular

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Pathology versus Myriad Genetics in 2013 which
has again changed the landscape with respect

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to the gene sequence.

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So, just to again give you brief facts of
the case the Myriad Genetics which is a startup

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company founded in 1991 out of the University
of the Utha.

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So, they along with the National Institute
of Environmental Health Sciences of University

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Utha they filed a patent for a for BRCA 1
gene or the BRCA gene which is popularly known

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BRCA 1 and BRCA 2.

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So, basically these genes are the genes which
were helpful in identifying whether a woman

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can developed develop breast cancer or not.

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So, in 1996 the Myriad Genetics they launched
a diagnostic product known as the "BRAC Analysis"

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which is basically a thing which detected
mutation in these two genes BRCA and BRCA

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2 and it identified like which women is at
a higher risk of developing the cancer, breast

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cancer and the ovarian cancer.

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So, once this technique was out lot of other
companies they also started using the technology

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without the permission of the Myriad Genetics.

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So, since Myriad has the patent on the BRCA
1 and BRCA 2.

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So, they have the monopoly about that and
no one is suppose to use those things, but

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other company started using that.

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So, as a preventing measure in 1998 Myriad
issued cease and desist letters basis which

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is basically citing that it is a kind of a
patent infringement activity which the other

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companies were doing.

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So, they sent notices to different companies
or the University of Pennsylvania to stop

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these tastings of the patients sample using
this BRCA.

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But again since this was a naturally occurring
gene BRCA gene though so the association of

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molecular pathology along with the researchers
of the University of Pennsylvania, Colombia,

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Yale, Emory and the New York University they
built a case challenging the validity validity

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of such kind of the patent.

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And specifically the use of the genes sequence
to diagnose the propensity of the cancer.

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So, initially the district court as well as
the federal circuit court held that the isolated

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DNA does not exist in nature and there should
be patentable, but to this decision the association

00:17:20.770 --> 00:17:24.850
of molecular pathology they appeal to the
Supreme Court.

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And in the Supreme Court the court basically
looked into, how much modification would we

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be looking into a gene product or into the
extraction product that would make a gene

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as an patent eligible subject matter?

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And and what are the factors we should taking
into account to while we consider that this

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cut DNA or the isolated gene DNA is considered
as an invention ? Will it be the new function

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or how different the DNA from the inside the
DNA which is existing outside and which is

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there in the body?

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So, all and how this complimentary DNA how
we can compare the complimentary DNA with

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a genetic DNA?

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And if we stop this kind of the patenting
then, what incentive would remain for the

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companies to go for new discoveries?

00:18:18.090 --> 00:18:23.100
If they are not assured patent protection
these are the few questions they considered

00:18:23.100 --> 00:18:29.800
and finally, the verdict of the Supreme Court
was that merely isolating genes that are found

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in nature, but does does not make them patentable.

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So, the Myriad does not Myriad did not create
or alter the genetic information encoded in

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the BRCA and BRCA 2 genes and the genetic
structure of the DNA.

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So, the isolated BRCA 1, BRCA should not be
given patent.

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However, the complimentary DNA which is again
a changed version of the DNA was not something

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which occurred naturally and again it is useful
for the diagnostic purpose.

00:18:59.870 --> 00:19:04.820
So, that complementary DNA is patentable,
but not the BRCA and BRCA.

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So, after this decision in 2013 mere isolation
of the gene was again not held patentable.

00:19:12.780 --> 00:19:18.810
So, it has changed the whole landscape of
the gene patenting provisions in the United

00:19:18.810 --> 00:19:19.810
States.

00:19:19.810 --> 00:19:24.890
And also in the Australia later on there are
DNC there are cases which also in the in the

00:19:24.890 --> 00:19:31.480
same way did not allow the mere isolation
of the genetic sequence from the human genes.

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Only and if the genetic sequences altered
or it had sufficient function to attach to

00:19:37.410 --> 00:19:41.220
it it may be diagnosis, it may be treatment
or development of any therapeutic purpose

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then only it was held patentable and.

00:19:46.420 --> 00:19:55.610
Similarly, there is another case Ariosa Diagnostic
versus Sequenom in 2015 where this Sequenom

00:19:55.610 --> 00:20:02.010
Company held the patent for this NIPT which
is basically a method for detection of the

00:20:02.010 --> 00:20:10.590
down syndrome and it it included a provision
where the plasma sample from a pregnant female

00:20:10.590 --> 00:20:18.910
was taken were collected and then the presence
of the nucleic acid of the fetal origin was

00:20:18.910 --> 00:20:21.570
tested with respect to the paternal DNA.

00:20:21.570 --> 00:20:28.780
So, this method had many advantage with respect
to the earlier available method which was

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more invasive and which may cost miscarriages.

00:20:32.560 --> 00:20:37.780
So, this was given patent to the Sequenom.

00:20:37.780 --> 00:20:42.430
Again so, after this Sequenom launch this
diagnostic method in the market, number of

00:20:42.430 --> 00:20:50.550
other companies started using the same and
then this Sequenom filed a cease and desist

00:20:50.550 --> 00:20:55.140
or patent infringement thing against those
company.

00:20:55.140 --> 00:20:59.280
So, the other companies again they challenge
the patent.

00:20:59.280 --> 00:21:05.390
So, the district court in this case held that
the claims are patent ineligible on the grounds

00:21:05.390 --> 00:21:12.490
that, "the claims atthe issue pose a substantial
risk of preempting the natural phenomena of

00:21:12.490 --> 00:21:17.290
paternally inherited fetal DNA" and it again.

00:21:17.290 --> 00:21:22.390
So, this Sequenom Company appeal to the Federal
Circuit, but; however, the Federal Circuit

00:21:22.390 --> 00:21:27.630
again affirmed the judgment of the district
code and held that the claims which the Sequenom

00:21:27.630 --> 00:21:35.330
had are "directed to the patent ineligible
concept" as the claimed method did not transfer

00:21:35.330 --> 00:21:39.960
the claimed naturally occurring phenomena
into patent eligible for phenomenon because

00:21:39.960 --> 00:21:42.040
that paternal DNA is existing in there.

00:21:42.040 --> 00:21:49.300
So, by just taking that concept and developing
a diagnostic kit would not be a provision

00:21:49.300 --> 00:21:52.660
and you cannot debar others from using that
technology.

00:21:52.660 --> 00:22:00.380
So, these are the issues which has or these
are the cases which has led a change in the

00:22:00.380 --> 00:22:04.920
total outlook in which the patenting of the
genes has been looked in the United States.

00:22:04.920 --> 00:22:11.730
So, finally, when we see the current provisions
the patenting of the genes and the DNA sequences

00:22:11.730 --> 00:22:20.470
is allowed if again the if the DNA sequences
are not similar to the living organism and

00:22:20.470 --> 00:22:23.660
or those complimentary DNA is patentable.

00:22:23.660 --> 00:22:27.480
Sequences which can be used as a research
tools say for example, the expression sequence

00:22:27.480 --> 00:22:33.040
tag or SNPs are not patentable if the utility
is not substantial.

00:22:33.040 --> 00:22:40.540
So, you have to show substantial credible
and specific utility to show that the thing

00:22:40.540 --> 00:22:43.640
or the sequences are useful.

00:22:43.640 --> 00:22:50.410
And sequences used in the gene therapy actually
is rarely permitted because you know if a

00:22:50.410 --> 00:22:54.600
gene is faulty the definite way out is to
replace it with the natural occurring gene

00:22:54.600 --> 00:22:55.660
or the good gene.

00:22:55.660 --> 00:23:02.160
So, it is it should not be given patent and
yes sequences used in the production of the

00:23:02.160 --> 00:23:08.010
therapeutic proteins are mostly patented and
it is very much helpful for the development

00:23:08.010 --> 00:23:12.840
of the new therapeutics as well as it acts
as an incentive for the companies.

00:23:12.840 --> 00:23:17.220
So, this is with respect to the gene patenting
.

00:23:17.220 --> 00:23:25.130
The third issue with respect to the patenting
of the cells and the cell lines is that in

00:23:25.130 --> 00:23:30.520
United States the isolated cells were patentable
only if they were significantly different

00:23:30.520 --> 00:23:32.890
from the naturally occurring genes.

00:23:32.890 --> 00:23:42.240
So, as we saw till 2013 and when the Myriad
decisions were not given the USPTO granted

00:23:42.240 --> 00:23:47.280
patents with respect to the human pluripotent
cells as well as the human embryonic stem

00:23:47.280 --> 00:23:48.550
cell lines.

00:23:48.550 --> 00:23:56.590
However, after the subsequent decision by
the Supreme Court it has changed and in 2014

00:23:56.590 --> 00:24:00.460
the USPTO further issued certain guidelines.

00:24:00.460 --> 00:24:08.370
So, "isolated" from the natural "human induced"
environments, were not considered as naturally

00:24:08.370 --> 00:24:09.770
occurring.

00:24:09.770 --> 00:24:15.950
And a cell can be considered to be patentable
if it is "significantly different" in the

00:24:15.950 --> 00:24:18.200
structure, functions and other aspect of the
natural cells.

00:24:18.200 --> 00:24:24.750
So, those were the recent changes after 2014
to the human embryonic stem cell research

00:24:24.750 --> 00:24:30.160
in the United States unless and until it is
substantially different the it is was not

00:24:30.160 --> 00:24:40.660
held patentable there .
And if we come to the so far we have discussed

00:24:40.660 --> 00:24:46.500
about the United States, but if we become
little bit to the European Union.

00:24:46.500 --> 00:24:51.290
So, and in Europe the things are taken little
bit differently.

00:24:51.290 --> 00:24:57.170
So, they the public order modality concept
or the particularly patent with respect to

00:24:57.170 --> 00:25:01.250
biotechnological invention is considered as
a serious matter there.

00:25:01.250 --> 00:25:09.010
So, they have a particular directive which
is known as the biotechnology directive 98/44

00:25:09.010 --> 00:25:13.670
EC which was adopted in 98 in the year 1998.

00:25:13.670 --> 00:25:19.020
So, the directive gives a lot of guidelines
what aspect of the biotechnology could be

00:25:19.020 --> 00:25:20.770
patented.

00:25:20.770 --> 00:25:25.530
For example, this Article 4 of the Directive
finds that the "plants and the animal varieties"

00:25:25.530 --> 00:25:30.840
and other "essential biological processes
for the production of the plants and animals"

00:25:30.840 --> 00:25:32.250
are not patentable.

00:25:32.250 --> 00:25:37.780
And Article 2 of the directive establishes
that the, "biological material which is isolated

00:25:37.780 --> 00:25:43.570
from the natural environment are produced
by means of the technical process may be the

00:25:43.570 --> 00:25:47.570
subject of invention even though it is previously
occurring in nature."

00:25:47.570 --> 00:25:56.530
But the important issue was considered is
that any invention the invention should not

00:25:56.530 --> 00:25:59.860
be contrary to the public order or the morality.

00:25:59.860 --> 00:26:07.580
For example, so, in the human embryonic stem
cell research or the process of cloning of

00:26:07.580 --> 00:26:14.420
human beings or process of modifying the germ
line in the modify the germ lines which basically

00:26:14.420 --> 00:26:21.530
changing the genetic identity of the human
beings huge use of human embryos for the commercial

00:26:21.530 --> 00:26:28.470
purposes and process for modifying the genetic
identity of the animals which may cause them

00:26:28.470 --> 00:26:35.680
suffering without any substantial medical
benefit to the man or the animals and animals

00:26:35.680 --> 00:26:41.470
resulting from those process were not patentable
because it is something which is considered

00:26:41.470 --> 00:26:44.130
as against the public order.

00:26:44.130 --> 00:26:51.490
So, the main important provision which the
EU directive belives is that the patent laws

00:26:51.490 --> 00:26:57.590
must be applied to respect the dignity and
integrity of a person.

00:26:57.590 --> 00:27:02.470
So, if you are destroying a human embryo so;
that means, that you are destroying the human

00:27:02.470 --> 00:27:07.220
dignity because they consider the human embryo
to be equivalent as a living organism.

00:27:07.220 --> 00:27:15.210
So, the principle with that the human body
at any stage in its formation or development

00:27:15.210 --> 00:27:21.920
including the germ cells or the discovery
of the any any element of the cells or the

00:27:21.920 --> 00:27:24.830
partial sequence of the genes cannot be patented
there.

00:27:24.830 --> 00:27:32.600
So, here it is in Europe compared to US it
they adopt a stricter guideline or stricter

00:27:32.600 --> 00:27:36.480
provision in patenting the human cells or
human genes.

00:27:36.480 --> 00:27:42.280
So, there are again little bit changes recently
there have been certain changes to this aspect.

00:27:42.280 --> 00:27:47.020
So, in the International Stem Cell Corporation
versus the Comptroller General of the Patents

00:27:47.020 --> 00:27:55.390
are case in the the European court of justice
the the court lifted the formal ban on the

00:27:55.390 --> 00:27:59.590
patentability of the parthenogenetic stem
cell technique.

00:27:59.590 --> 00:28:04.990
So, any intervention on the human embryonic
stem cell is strictly forbidden because it

00:28:04.990 --> 00:28:08.180
considers the human embryo to be a living
organism.

00:28:08.180 --> 00:28:15.530
But when the stem cells were developed from
the parthenogenesis process that is the human

00:28:15.530 --> 00:28:21.720
induced pluripotent stem cells or human parthenogenetic
embryonic stem cell that is somatic cell is

00:28:21.720 --> 00:28:32.060
confirm somatic cell is transferred into pluripotent
cells or like the like the process of parthenogenesis

00:28:32.060 --> 00:28:34.060
cell has been changed.

00:28:34.060 --> 00:28:39.840
So, this gave a little bit relaxation to the
earlier strict criteria.

00:28:39.840 --> 00:28:45.640
Although the court confirm that the human
body or the embryo at any stage of the development

00:28:45.640 --> 00:28:53.300
cannot be patented it gave a little bit provision
that organisms incapable of developing into

00:28:53.300 --> 00:28:56.750
the human beings should be patentable under
the European law.

00:28:56.750 --> 00:29:03.070
So, it is now considered a little bit of relaxation
or break through which the court has given

00:29:03.070 --> 00:29:09.800
like in the earlier Bristle case, it banned
all the intellectual property rights of the

00:29:09.800 --> 00:29:15.490
embryonic stem cell technique means no inventions
related to the embryonic stem cell development

00:29:15.490 --> 00:29:18.120
or associated techniques would be patentable.

00:29:18.120 --> 00:29:23.330
However, in after this case it gave a relaxation
that ok human embryonic stem cell cannot be

00:29:23.330 --> 00:29:30.170
patented, but the associated techniques can
be allowed to be patented.

00:29:30.170 --> 00:29:43.770
So, like in the Bristle case in 2011 it basically
excluded all the human embryonic stem cells

00:29:43.770 --> 00:29:51.980
and the patentability of the other techniques
if it results in 'the prior destruction of

00:29:51.980 --> 00:29:57.340
the embryo or they are used as a based material,
whatever the stage at which it take at which

00:29:57.340 --> 00:29:58.420
it takes place.'

00:29:58.420 --> 00:30:05.660
So, no process in around the embryonic stem
cells were allowed and,but there were again

00:30:05.660 --> 00:30:13.650
debate over how do you define the embryo like
at what stage you are saying that the human

00:30:13.650 --> 00:30:16.940
embryo is equivalent to the living organism?

00:30:16.940 --> 00:30:21.550
Whether the concept of totipotency is considered
into factor or not?

00:30:21.550 --> 00:30:27.810
Or whether we consider a plutipotency stem
cells as same as a totipotent stem cell?

00:30:27.810 --> 00:30:33.630
So, thereby debates, anyway the crux of the
matter is that human embryonic interventions

00:30:33.630 --> 00:30:36.330
on human embryonic stem cells as such is not
patentable.

00:30:36.330 --> 00:30:41.810
But yes, associated technique which may result
in other developments may be allowed as a

00:30:41.810 --> 00:30:42.970
patentable subject matter.

00:30:42.970 --> 00:30:49.930
So, this is the controversy regarding the
cell and the cell lines across US and EU and

00:30:49.930 --> 00:30:51.140
India as we said.

00:30:51.140 --> 00:30:58.480
So, in India also we do not allow patent on
the human embryonic stem cells and isolated

00:30:58.480 --> 00:31:06.850
gene sequence are also patentable, but again
if it has it is changed and again it is substantial

00:31:06.850 --> 00:31:09.930
utilities also observed in case of the India
as well.

00:31:09.930 --> 00:31:16.300
So, this is for this lecture we have discussed
we will discuss more about the other issues

00:31:16.300 --> 00:31:17.540
in the upcoming lectures.

00:31:17.540 --> 00:31:18.460
Thank you so much.
